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Dawson James Securities offers our clients investment products and services to meet changing investment goals and objectives
Dawson James Securities realizes that different investors desire different types of accounts. We offer a variety of accounts designed to suit individual needs. Our Brokerage Access and Portfolio accounts provide the opportunity to earn a competitive money market return on cash assets automatically.
Investment Banking
As a full-service investment bank, we partner with companies across a wide range of industries — combining market insight and sector expertise in healthcare, biotechnology, technology, and clean tech.
Capital Markets
Our Institutional Equity Capital Markets Team assists clients in underwriting securities offerings, developing investor relations strategies, making introductions to long-term institutional investors, providing market intelligence and insights, and advising on capital structure and strategic financing alternatives.
Institutional Sales & Trading
We provide real-time information, expert analysis, and responsive client service to mutual funds, hedge funds, money managers, corporations, insurance companies, and registered investment advisors.
Research
Dawson James Securities has a history of providing analyst coverage on multiple companies in the biotech, healthcare, technology and clean tech space. Our analysts have appeared on national TV, financial media, scientific publications and mass media.
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Stocks
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Bonds
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Mutual funds
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Private banking
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Public and Private offering
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Public
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Private
Monitor investments in real time
All accounts are maintained by our clearing firms and are protected by the Securities Investor Protection Corporation (SIPC) up to $500,000 (including $250,000 in cash). Our clearing firms have arranged additional insurance protection to supplement SIPC coverage.
Securities products are not bank guaranteed, not FDIC insured and may lose value.
Recent Transactions
May 16, 2025
$10,000,000
Acted as Underwriter
May 9, 2025
$5,500,000
Acted as Placement Agent
April 17, 2025
$4,000,000
Acted as Placement Agent