Providing innovative financial solutions and long-term strategic support for companies and investors alike.
We combine responsive, personalized service and integrity with specialized proficiency to deliver value across investment banking, capital markets, institutional sales & trading, and wealth management.
We offers our clients investment products and services to meet changing investment goals and objectives
Dawson James Securities realizes that different investors desire different types of accounts. We offer a variety of accounts designed to suit individual needs.
All accounts are maintained by our clearing firms and are protected by the Securities Investor Protection Corporation (SIPC) up to $500,000 (including $250,000 in cash). Our clearing firms have arranged additional insurance protection to supplement SIPC coverage.
Investment Banking
As a full-service investment bank, we partner with companies across a wide range of industries — combining market insight and sector expertise in healthcare, biotechnology, technology, and clean tech.
Capital Markets
Our Institutional Equity Capital Markets Team assists clients in underwriting securities offerings, developing investor relations strategies, making introductions to long-term institutional investors, providing market intelligence and insights, and advising on capital structure and strategic financing alternatives.
Institutional Sales & Trading
We provide real-time information, expert analysis, and responsive client service to mutual funds, hedge funds, money managers, corporations, insurance companies, and registered investment advisors.
Research
Dawson James Securities has a history of providing analyst coverage on multiple companies in the biotech, healthcare, technology and clean tech space. Our analysts have appeared on national TV, financial media, scientific publications and mass media.
Recent Transactions
May 16, 2025
$10,000,000
Acted as Underwriter
May 9, 2025
$5,500,000
Acted as Placement Agent
April 17, 2025
$4,000,000
Acted as Placement Agent